
Table of Contents
- Special Education Legal Alert. By Perry A. Zirkel
- Buzz from the Hub
- The Academic Benefits of Social Emotional Learning during the School Day. By Philip Garza
- U.S. Department of Education Issues Dear Colleague Letter Calling for End to Corporal Punishment in Schools and Guiding Principles on School Discipline
- Education Department Announces Use of Secret Shopping to Protect Students, Crack Down on Institutions that Lure Students with Lies??
- U.S. Education Secretary Issues Statement on Passing of Disability Rights Leader Judy Heumann
- From Winter 2023 JAASEP: Creating Trauma-Informed Spaces for Youth in Residential Programs. By Aimee J. Hackney, Nina R. Graham, Kristine Jolivette, and Sara Sanders
- Latest Employment Opportunities Posted on NASET
- Acknowledgements
Special Education Legal Alert
By Perry A. Zirkel
© March 2023
This month’s update identifies recent court decisions that illustrate various IDEA issues, including the statute of limitations, the duty to assess all areas of suspected disability, and the continuing residue from virtual instruction during the pandemic period. For related publications and earlier monthly updates, see perryzirkel.com.
On January 31, 2023, the Ninth Circuit Court of Appeals issued an officially published decision that addressed the parent’s claim that the school district did not timely identify autism for D.O., a fourth grader (2016–17) who had an IEP since kindergarten (2012–13) under the classification of other health impairment (OHI). In June and July 2016, due to violent behaviors in grade 3, the student was hospitalized for psychiatric issues. In October 2016, the district conducted an education-related mental health assessment of D.O. due to his escalating aggression. As part of the assessment, Dr. D, a clinical psychologist retained by the parent, reported her diagnoses of psychosis and mood disorder without mentioning that the parent has asked her to evaluate D.O. for autism. In December 2016, when the members of the IEP team met to review the results of the overall assessment, Dr. D informed them that she had completed an IEE that diagnosed D.O. with autism. A member of the team asked the parent to share a copy of the report, which Dr. D encouraged the parent to do. The parent filed for a due process hearing in March 2017, and the district promptly responded with a request for consent to evaluate D.O. for autism. The parent did not provide her consent, and although the district’s attorney repeated the request for a copy of the IEE for the IEP team’s consideration, the parent did not provide it until July 2017. In August she provided consent for the district’s evaluation. The district completed the evaluation in October 2017, when the team met and concluded that D.O. did not qualify for autism under the IDEA and the state’s corollary special education law. The hearing officer ruled in the school’s favor. However, the district court reversed, ruling that the 4-month delay between Dr. D’s oral report of her autism assessment was unreasonable and that it resulted in a per se denial of FAPE. The remedy included reimbursement for the $3,500 cost of the IEE. The school district appealed to the Ninth Circuit. |
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The Ninth Circuit agreed with the hearing officer that the private evaluator’s oral report of the diagnosis sufficed as the trigger for conducting an evaluation for autism but that the 4-month delay was not a procedural violation. |
The delay was justifiable in this case because (a) all of the professional personnel who had provided special supportive services to D.O. during the previous 4–5 years, including the mental health therapist and the school psychologist, disagreed with the autism diagnosis, and (b) the IEP team sought the report so as not avoid the inaccuracy of repeating the same tests within a limited period. |
Alternatively, the Ninth Circuit concluded that even if the delay were a violation, it did not result in a denial of FAPE for either D.O.’s substantive right or the parent’s participation. |
D.O.’s IEP remained the same based on the ultimate unchallenged determination that he did not meet the applicable criteria for autism. The effect on the parent’s opportunity for participation was attributable to her delay in providing both the report and her consent, not to the district’s actions. |
One of the three appellate judges on the panel that decided this case partially dissented, concluding instead that the 4-month delay was unreasonable in light of previous Ninth Circuit decisions but agreeing, in any event, that this procedural denial did not amount to a denial of FAPE. The courts more generally across the country varies rather widely in the “all areas of suspected disability” cases. |
On February 1, 2023, a federal court in Pennsylvania issued an unofficially published decision in Connor v. Kennett Consolidated School District, addressing the IDEA FAPE claims for C.J., an elementary student with OHI and SLD, for the period from September 2017 until November 2020. For 2017–18 (grade 2) and 2018–19 (grade 3), the IEPs and their various revisions reflected continuing behavioral problems and classifications of OHI and, upon reevaluation, SLD (in reading) and OHI. The IEP for 2019–20 (grade 4) included a personal care assistant (PCA). The November 2019 reevaluation recommended systematically fading access to the PCA, but CJ’s regular PCA’s departure precluded doing so, and the resulting use of rotating PCAs increased CJ’s behavioral issues. In March 2020, upon the COVID-19 change from in-person to remote instruction, the district refused to provide a PCA for CJ at home, and the alternative of a virtual PCA did not work due to CJ’s difficulties with the use of the computer. As a result of his disabilities and the lack of the PCA in his IEP, he rarely attended his online classes. CJ returned to in-person instruction in November 2020, per the district’s system-wide phase-in process. The parents’ filed for a due process hearing, claiming denial of FAPE for this entire period. The hearing officer ruled that the statute of limitations barred recovery prior to February 2019,[*] the district denied FAPE during the months of online instruction, and CJ was entitled to compensatory education for this FAPE-denial period. The amount was 5 hours per day, with deductions for (a) the reasonable no. of days it would have taken to rectify the denial initially, and (b) the recovery services that the district had provided to CJ in response to federal and state guidance. Both sides appealed. |
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The court reversed the hearing officer’s statute of limitations ruling, finding instead that the date that the parents “knew or should have known” (KOSHK) of the alleged prior lack of FAPE for SLD in reading was upon the November 2019 reevaluation.* |
The KOSHK date is the key to the IDEA’s statute of limitations, although the case law concerning its application varies, with the relevant rulings of the federal courts in Pennsylvania being particularly nuanced. |
However, the court ruled that the hearing officer’s error as to the KOSHK date was harmless in this case. |
The reason is that the court found that, based on the snapshot standard, the previous evaluation and IEPs were appropriate. |
The court affirmed the denial of FAPE, finding that the lack of the PCA at home, regardless of state guidance about safety, was fatal in the application of Endrew F.’s standard. |
The court concluded that “from the time classes went virtual, [CJ’s IEP] was no longer reasonably calculated to enable him to make appropriate progress.” |
The court also affirmed the hearing officer’s award of 60 hours of compensatory education, finding the calculation in line with Third Circuit precedent and the equitable nature of this remedy. |
The Third Circuit provides for a quantitative approach, with an equitable deduction for reasonable rectification. The deduction for recovery services equitably adjusted against double dipping. |
Although the particular rulings may vary in other jurisdictions for these facts, the issues of the statute of limitations, the Endrew F. standard during the pandemic and post-pandemic period, and the remedy of compensatory education remain prominent at this time. |
[*] The hearing officer concluded that the KOSHK date was in fall 2017, when the family enrolled CJ in the district with an IEP from the state where they had previously resided and the district’s evaluation showed deficits in reading. Interpreting those “occurrences” as establishing the requisite parental knowledge for their claims, the hearing officer reasoned that their February 2021 filing for the due process hearing was beyond the 2-year period, thus limiting their claims to the last 2 years before filing. In reversing this conclusion, the court explained that the applicable approach was for the discovery, not occurrence, date based on when the parents had reason to be aware of the district’s potential violation of the IDEA, which started with an “all areas of suspected disability” claim.
Buzz from the Hub
All articles below can be accessed through the following links:
https://www.parentcenterhub.org/buzz-feb2023-issue2/
https://www.parentcenterhub.org/buzz-feb2023-issue1/
https://www.parentcenterhub.org/buzz-jan2023-issue2/
https://www.parentcenterhub.org/buzz-nov2022-issue1/
https://www.parentcenterhub.org/buzz-oct2022-issue2/
https://www.parentcenterhub.org/buzz-oct2022-issue1/
The History Makers
This digital archive is an incredible collection of oral histories shared by over 3,300 African Americans known and unknown. Access interviews, biographies, videos, archival photography, and more, and learn personal perspectives and unique facts from influential African Americans who made history in their own right across a wide range of fields, from art, business, education, entertainment, law, music, science, and sports.
Advancing Racial Equity in Early Intervention and Preschool Special Education
This 9-page fact sheet provides key information and supporting evidence about racial disparities and inequities for young children with a disability, and questions for state and local leaders seeking to advance equity for all children with disabilities and their families. From the ECTA Center.
Promoting Black Girls’ and Women’s Sexual and Reproductive Health Requires Acknowledging Their History and Experiences
This brief from Child Trends discusses how reproductive suppression has led to disproportionately adverse sexual and reproductive health outcomes for Black girls and women. The authors suggest using a holistic approach—one that focuses on intersectionality, gender equity, and culturally responsive practices—to promote the sexual and reproductive health of Black girls and women.
Confronting Color-Blindness
All of us have probably heard someone say that they “don’t see color” or that “it would be great if we could all just stop noticing race.” While these statements may be well-intentioned, colorblind ideology undermines diversity, inclusion, and equity. Here’s an online module that can help us understand the concepts of color-blindness, color evasion, and power evasion and how they may show up in our interactions with families, staff and colleagues.
What is Complex Trauma?
(Also available in Spanish: ¿Qué es trauma complejo?)
When people think of trauma, they often imagine a specific experience, like a natural disaster or a violent attack. But there’s another form of trauma that involves chronic negative experiences like abuse, neglect, or violence. This is known as complex trauma, and its profound impact on kids is often misunderstood. Take a close look at complex trauma—its causes, the symptoms associated with it, and how to help kids who are dealing with it. From the Child Mind Institute.
Frequently Asked Questions (FAQs) on Pre-Employment Transition Services
The account you create at NTACT will give you access to a wide range of transition-related materials, such as this FAQ on pre-employment transition services. The questions and answers are organized into categories for easy browsing and include: administrative, allowable costs, definitions, service delivery, and RSA FAQs.
Talking to Kids About Sex and Dating
Check out this suite of stand-alone articles from the Child Mind Institute, which rounds up resources on why it matters to talk to teens about sex and romantic relationships, and how to approach this sensitive topic. Dive into consent and how kids can confidently set and respect boundaries. The suite includes tips on how to help teens deal with unwanted attention, as well as warning signs of sexual behaviors that are concerning. Some DOs and DON’Ts are outlined to help teens make good choices as they enter their first relationships. Each article in the suite is also available in Spanish.
Balloons lifting a winning ribbon.
Sexual Health and Wellness
PEATC, Virginia’s PTI, has developed a toolkit to help guide parents through discussing sexual health and wellness with their child with disabilities. The toolkit covers topics such as sexuality, self-care, relationships, social skills, and boundaries. Many additional factsheets and resource documents (including YouTube videos) are also available.
Sexuality & Disability | 6 videos and articles to explore and share, as befits the person and the circumstances
Sex education for students with disabilities | A more scholarly article from Law & Order, from 2006
Dating and disabilities | Exploring love in many forms with first-hand accounts from the frontlines of dating, marriage, intimacy and friendship, all with people living—and loving—with disabilities.
Love Because, Never Despite, Disability
“I want a world where disabled people learn how to have healthy relationships alongside their abled peers, where disabled people are seen as valuable friends, lovers, partners, spouses not in spite of their disability but because disability adds to the fullness and beauty of their being. I want a society that teaches disabled people, through media portrayals, through accessible building design, and so many other avenues, that their bodymind, their personhood is valuable and worthy of love just the way they are.” Direct quote. Need we say more?
In My Own Voice: Sexual Self-Advocacy
30 people with intellectual and developmental disabilities talk about what sexual self-advocacy means to them.
RAISE the Standard
Culturally competent transition practices can play a significant role in improving post-school outcomes for youth with disabilities. The November issue of RAISE The Standard explores what it means to bring a culturally competent approach to transition planning and why it is vital to do so. Be sure to check out the great list of resources in the newsletter, such as the one listed below.
Life after High School: A Guide for Culturally and Linguistically Diverse Families of Youth with Disabilities
This guide is offered in nine languages: English, Arabic, Chinese, Korean, Russian, Somali, Spanish, Tagalog, and Vietnamese. Wow, eh? From Open Doors for Multicultural Families.
Addressing the Impacts of Parent and Caregiver Loss on Children
(Also available in Spanish: Cómo afrontar el impacto de la pérdida de padres y cuidadores en los niños)
This Dear Colleague Letter from the Administration for Children and Families (ACF) discusses the urgent need to support children and youth who’ve experienced the traumatic loss of a parent or caregiver. It also includes an astoundingly thorough list of programs and resources available to address the spectrum of needs a child or family might have, from economic supports to behavioral health, to kinship and family supports, and more.
How to Work With Your Child’s School
Children with emotional or learning challenges are entitled to support from their schools. Who should parents talk to? This suite of articles from the Child Mind Institute can sure help! It includes 6 separate briefs, with titles such as Building Your Education Team, Supporting Trans and Nonbinary Kids at School, How to Get Assistive Technology for Your Child in School, How to Make the Most of Your IEP Meeting, and About Section 504 Plans. All are also available in Spanish.
Treating Symptoms of Trauma in Children and Teenagers
(Available in Spanish: Tratar los síntomas de trauma en niños y adolescentes)
The 2022 Children’s Mental Health Report looks at the effects of psychological trauma on children and reviews the evidence for treatments aimed at helping them recover. From the Child Mind Institute, 15 pages.
Children’s Mental Health: A National Family Guide
This 26-page guide from the RAISE Center is packed with helpful info about mental health and a multitude of resources for families. Topics discussed include what parents and professionals need to know about mental health, when to get help, diagnosis, medication, supports and services, schools and mental health, state agencies, and much more.
Sensory Processing Issues Explained
(Available in Spanish: Los problemas de procesamiento sensorial explicados)
This series from the Child Mind Institute delves into the many aspects of sensory processing issues in children, and can come in handy as we approach the chaotic holidays and social gatherings. The series includes such articles as Treating Sensory Processing Issues; How Sensory Processing Issues Affect Kids in School; Sensory-Friendly Party Ideas; and Tips for Going Places With Sensory-Challenged Kids. All are available in English and Spanish.
Food Allergies in Children
(Similar info in Spanish: Alergias a los alimentos en niños)
Holiday and everyday feasting can be very tricky if your child has a food intolerance or allergy. This article from Johns Hopkins Medicine describes the most common types of such allergies, how to find out if and what types of allergies your child has, symptoms, and treatment, including tips for dining out with food allergies.
Navigating Food Allergies During the Holidays
Food allergies don’t have to dampen the spirit of the holidays. See tips for celebrating with allergy-free foods, so everyone has a place at the table.
Responding to Your Child’s Bite
(Available in Spanish: Maneras de tratar las mordidas de su hijo)
Many toddlers and young children bite. Developmentally, most toddlers don’t have enough words to express how they are feeling. Biting is one of the ways toddlers express their needs, desires, or feelings. This handout provides information on why children bite, what to do and what not to do, and when to seek professional help. From the National Center for Pyramid Model Innovations.
IEP Tip Sheet Series
Parents and family members are critical members of the IEP team and the IEP development process. It’s important that parents understand the IEP and its parts, why the IEP is important, and the valuable role that parents play in creating the IEP. This series begins with IEP Tip Sheet for Parents: An Overview of the IEP and then offers 7 fact sheets about specific components of the IEP. From the Progress Center.
Related Services Providers: Important Contributors to the Accommodations Decision-making Process
This 4-page brief from the National Center on Educational Outcomes suggests strategies for supporting related services providers so that they can participate more confidently as members of IEP teams when decisions are made about instructional and assessment accommodations.
Five Required Pre-ETS Services
For students with disabilities who are eligible or potentially eligible for VR services, pre-employment transition services includes a specific set of activities by law: job exploration counseling, work-based learning experiences, counseling on postsecondary education opportunities, workplace readiness training, and instruction in self-advocacy. Want to learn more about each of these activities? Take advantage of this series from the National Technical Assistance Center on Transition: The Collaborative.
Webinar | The Transformative Power of Engaging Parents as Partners
This hour-long webinar was held in September 2022, and explores how one unified school district completely transformed its relationships with families, re-established trust, and even more importantly, improved students’ learning experiences. Their intentional efforts to engage parents as partners also helped save the district millions of dollars in attorney fees and settlement costs. From CADRE, the TA&D’s expert on dispute resolution.
The Academic Benefits of Social Emotional Learning during the School Day
Philip Garza
Florida International University
Abstract
The purpose of this study is to explore the academic benefits of social emotional learning throughout the school day as opposed to absence of it all together. This review seeks to find positive correlations of social emotional learning and academic performance. The literature on Social Emotional Learning depicts that when taught to students there is a majority of mutual agreement that students will benefit emotionally and will improve in all areas of academic performance.
Introduction
Is Social Emotional Learning (SEL) beneficial when taught during the school day? After the Marjory Stoneman Douglas mass shooting that took place in 2018, every school district in Florida was tasked with adding mandatory SEL lessons. However, in Florida and many other states SEL lessons have become a topic of controversy. Some policy makers question whether SEL is the education system’s job. For example, Governor Ron DeSantis tasked the Florida Department of Education to review most academic textbooks that had any resemblance of SEL. Those textbooks and corresponding curriculum that had SEL infused in them have been rejected and replaced. Those in favor of removing SEL in academics state that it is the job of the parents to instruct their kids about social emotional topics and not the school system. They believe that SEL takes away valuable academic instruction time. Those in favor of SEL in education say that it is more important now than ever after Covid. (Billy et al., 2021) According to the American Psychology Association, American Academy of Pediatrics, American Academy of Child and Adolescent Psychiatry and Children’s Hospital Association, stemming from the Covid –19 pandemic the mental health needs of young people are at crisis level. (Durlak et al., 2022) Those in favor of SEL believe that the social well-being of students plays a key role in an individual’s health and psychological wellbeing. (Mok, 2019)
What is Social Emotional Learning and why is it needed?
What is SEL? According to the Collaborative for Academic, Social and Emotional Learning (CASEL) SEL is defined as the “process through which all young people and adults acquire and apply the knowledge, skills, and attitudes to develop healthy identities, manage emotions and achieve personal and collective goals, feel and show empathy for others, establish and maintain supportive relationships, and make responsible and caring decisions”. (Durlak et al., 2022). Given the definition of SEL and the inherent learning processes that it encompasses, the intended purpose seems non-controversial. Yet, it is. Specifically, SEL embraces crucial skills that everyone needs in order to meet the demands of today’s fast-paced and ever-changing environment.
The literature Rimm-Kaufman (2014), Payton (2008), and Bierman (2010) recommends infusing SEL throughout the school day since schools are settings that directly and indirectly target most areas of child development. A student’s emotional well-being is at the forefront of every single classroom given the impact it can have on academic, behavioral, and safety-related outcomes. Teachers generally have the ability to work with students on skills such as identifying emotions, impulse control, communication, & problem solving to name just a few. (Panayiotou et al., 2019). SEL can potentially bring equity to our most underserved communities. Specifically, to communities that consist of students that come from poverty stricken and culturally and linguistically diverse backgrounds. Students who grow up in poverty are at a higher risk of association of poor academic skills upon entering formal schooling. (McCormick et al., 2020). Cook (2014), suggested that without implementing SEL and curriculum supported content, student achievement was low for all students, and even lower among English language learners. (Billy et al., 2021)
SEL can provide students with the tools needed to raise their academic outcomes by being able to manage emotions, set and achieve goals, maintain positive relationships, and make good rational decisions. (Jagers et al., 2019)
Research in the use of SEL over the past 20 years supports growth in academics as well as in the areas of physical health, mental health, & achievement motivation (Brackett et al, 2019)
Mental health is critical for teachers as well, their emotional state has a direct correlation with students’ achievement. (Mok, 2019) Teacher attrition is directly associated with negative emotions associated with their students and student behavior in the classroom is the salient stressor for teacher burnout. (Mok, 2019). In order for SEL to be effective, teachers must be strong leaders Casel (2021). When teachers are supported by administrators with SEL skill development, they become more resilient which improves classroom practices and student achievement. (Brackett et al., 2019)
There is some more work to be done when it comes to correlating academic achievement with SEL. The first issue is that there is not much specific long-term evaluation research on this topic. (McCormick et al, 2020) The second issue is there are many different SEL curriculums. There is no consistency in how the curriculum is being taught and how each program’s success is being measured. (Durlak et al., 2022)
Conclusion
Teaching Social Emotional Learning throughout the school day can improve student achievement in all areas. Increasing one’s intra-personal understanding can arguably increase one’s interpersonal relationships. Having those types of social skills allows for the greater good of our communities. It is exciting to know that SEL is a fairly new topic and that there are so many opportunities to conduct research in this area.
References
Billy, R. J. F., & Garríguez, C. M. (2021). “Why Not Social and Emotional Learning?” English Language Teaching, 14(4), 9. doi.org/10.5539/elt.v14n4p9
?Mok, M. M. C. (2019). “Social and Emotional Learning.” Educational Psychology, 39(9), 1115–1118. doi.org/10.1080/01443410.2019.1654195
Jagers, R. J., Rivas-Drake, D., & Williams, B. (2019). “Transformative Social and Emotional Learning (SEL): Toward SEL in Service of Educational Equity and Excellence.” Educational Psychologist, 54(3), 1–23. doi.org/10.1080/00461520.2019.1623032
? Brackett, M. A., Bailey, C. S., Hoffmann, J. D., & Simmons, D. N. (2019). “RULER: A Theory-Driven, Systemic Approach to Social, Emotional, and Academic Learning.” Educational Psychologist, 54(3), 144–161. doi.org/10.1080/00461520.2019.1614447
? McCormick, M. P., Neuhaus, R., O’Connor, E. E., White, H. I., Horn, E. P., Harding, S., Cappella, E., & McClowry, S. (2020). “Long-Term Effects of Social-Emotional Learning on Academic Skills: Evidence from a Randomized Trial of INSIGHTS.” Journal of Research on Educational Effectiveness, 1–27. doi.org/10.1080/19345747.2020.1831117
Durlak, J.A., Mahoney, J.L., Boyle, A.E. (2022) “What We Know, and What We Need to Find Out About Universal, School-Based Social and Emotional Learning Programs for Children and Adolescents” – CASEL. (n.d.). CASEL. https://casel.org/what-we-know-and-what-we-need-to-find-out/?view=true
U.S. Department of Education Issues Dear Colleague Letter Calling for End to Corporal Punishment in Schools and Guiding Principles on School Discipline
The U.S. Secretary of Education Miguel Cardona wrote to Governors, Chief State School Officers, and School District and School Leaders and urged them to end corporal punishment in schools—the practice of paddling, spanking, or otherwise imposing physical punishmenton students. This letter reinforces the Department of Education’s (Department’s) position that corporal punishment in schools should be replaced with evidence-based practices, such as implementing multi-tiered systems of support like Positive Behavioral Interventions and Supports, that create a safe and healthy school environments. Every student and educator should feel safe and supported inside of school buildings; and more importantly, schools should always be free from the threat of violence.
“It’s unacceptable that corporal punishment remains legally permissible in at least 23 states. Our children urgently need their schools to raise the bar for supporting their mental health and wellbeing,” said U.S. Secretary of Education Miguel Cardona. “Despite years of research linking corporal punishment to poorer psychological, behavioral, and academic outcomes, tens of thousands of children and youth are subjected to beating and hitting or other forms of physical harm in school every academic year, with students of color and students with disabilities disproportionately affected. Schools should be places where students and educators interact in positive, nurturing ways that foster students’ growth and development, dignity, and sense of belonging—not places that condone violence and instill fear and mistrust.”
Despite decades of research showing the short and long-term harms of corporal punishment, the practice continues to be legal in at least 23 states.
In addition, the Department released guiding principles on how?to maintain safe, inclusive, supportive,?and fair learning environments for students and school staff, including specific recommendations for evidence-based practices?to give students?what they need?to learn and grow. The Department stands ready to support efforts to replace harmful disciplinary practices, including exclusionary discipline and corporal punishment. Through the historic funding under the American Rescue Plan Act of 2021 and the Bipartisan Safer Communities Act, and additional laws like the Elementary and Secondary Education Act of 1965, the Department can support these evidence-based practices consistent with program requirements. The Department will also continue to support schools in their efforts to move away from the use of exclusionary and physical punishment through its technical assistance centers, including the Best Practices Clearinghouse, National Center on Safe Supportive Learning Environments, and National Center to Improve Social and Emotional Learning and School Safety, among other resources.
These actions today show a continued commitment by the Biden-Harris Administration to Raise the Bar in education, advance equity, and support the well-being, safety and success of all students.
The letter builds upon the Department’s position from a similar action in 2016 under the direction of then Secretary John King Jr. and 2014 under the direction of Secretary Arne Duncan in the Obama-Biden Administration.
U.S. Department of Education Announces $68 Million in Grants to Support Students Through Full-Service Community Schools
Last month, the U.S. Department of Education released a Notice Inviting Applications for the Full-Service Community Schools (FSCS) grant program that provides academic support and strengthens connections among schools, parents and families, and their surrounding communities. This program aligns with the priorities and vision set forth by the Biden-Harris Administration and U.S. Secretary of Education Miguel Cardona in support of high-quality educational opportunities for all students.
Full-service community schools play an important role in providing academic supports, integrated health and social services, and engagement opportunities to students while also creating stronger connections between families, communities, and their local public schools. These priorities align with the Biden-Harris Administration’s work to scale evidence-based approaches to support students’ academic, social, emotional, and physical well-being. President Biden requested Congress increase funding for the FSCS Program to $468 million in his fiscal year 2023 budget.
“When we invest in Full-Service Community Schools, we invest in the success of students, the well-being of families, and the strength of entire communities,” said Secretary Miguel Cardona. “These grants will help community schools provide quality wraparound services to students and their families, from access to health care and nutritional assistance, to tutoring and enrichment opportunities, to mental health supports and violence prevention programs. For low-income rural and urban communities hit hard by the pandemic, Full-Service Community Schools will help us meet the holistic needs of students, drive our recovery, and pave the way to a more equitable future.”
The Department released the Notice of Final Priorities, definitions, and requirements for the FSCS competitive grant program as well as the Notice Inviting Applications. The program will award $68 million to support community schools across the country. Through this commitment, the Department will help spur the planning and capacity-building, development, implementation, operation, and coordination of effective services for children and families, particularly in urban and rural areas with high rates of poverty.
The Full-Service Community Schools Program requires grantees to provide a continuum of coordinated supports to students that include social, health, nutrition, and mental health services and supports. The new program priorities emphasize quality implementation of the four pillars of community schools: integrated student supports that address out-of-school barriers to learning through partnerships with social and health service agencies and providers; expanded and enriched learning time and opportunities; active family and community engagement; and collabortive leadership and practices.
Additionally, three priorities were included to assist in scaling programs from their capacity-building or developmental phase to district and statewide phases. Recognizing the impact of school and community safety on learning, the Department is also interested in applications that are coordinating across multiple agencies and organizations to address community violence prevention and intervention.
“I’m not Prepared:” Experiences of Professionals Working with Students with Disabilities and Co-occurring Mental Health Disorders
Megan Fujita, Ph.D., MSW
Grace L. Francis, Ph.D.
Jodi Duke, Ed.D.
George Mason University
***Note: This article is from the 2022 Spring/Summer edition of the Journal of the American Academy of Special Education Professionals (JAASEP)
Abstract
Despite policies providing resources to students with disabilities (SWD), high school and college SWD are diagnosed with co-occurring mental health disorders (D/MH) at higher rates than their peers without disabilities. As these adolescents transition into young adulthood, education professionals become increasingly important in providing support and resources. As such, the purpose of this study was to examine high school and higher education professionals’ perceptions related to factors exacerbating mental health among students with D/MH and barriers in supporting students with D/MH. Using a basic interpretive approach, researchers analyzed data from interviews and focus groups. Participants identified (a) missed diagnosis and unmet needs, (b) academic and social pressure, and (c) high school transition as factors exacerbating student mental health needs. They identified (a) professional tension, (b) limited training and professional development, and (c) structural barriers in schools as barriers limiting ability to support students with D/MH. Implications for practice and future research are discussed.
Keywords: disability, mental health, young adult, college, high school
“I’m not Prepared:” Experiences of Professionals Working with Students with Disabilities and Co-occurring Mental Health Disorders
High school and college students with disabilities (e.g., a person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such impairment or is regarded as having such an impairment; Rehab Act of 1973) experience co-occurring mental health disorders such as depression, bipolar disorder, and generalized anxiety disorder at higher rates than their peers without disabilities (Blake, 2017; Poppen et al., 2016). The impact of co-occurring mental health disorders often become more significant as children with disabilities enter adolescence and young adulthood (White et al., 2010) and may result in challenges with executive functioning, social interactions, academic achievement, self-regulation, and setting and following daily schedules (Eddy et al., 2015; Pugliese & White, 2014). For some high school and college students with disabilities and co-occurring mental health disorders (D/MH), such challenges result in dropping out of school, experiencing difficulty finding and maintaining employment, and trouble developing meaningful relationships (Anastopoulous & King, 2015).
Secondary and higher education policies are paramount to supporting students with D/MH. The Individuals with Disabilities Education Act (IDEA; 2004) is a federal education law that supports eligible students with D/MH in receiving an Individualized Education Program (IEP) throughout elementary, middle, and high school (IDEA, 2004). However, for individuals with disabilities transitioning to postsecondary education, IDEA no longer applies. As students with D/MH enter higher education they may receive services through Section 504 of The Rehabilitation Act (Section 504; 1973). Section 504 is a federally mandated civil rights law which serves to protect students with D/MH by requiring institutions to provide services and accommodations through a university disability support office.
Despite these laws and provisions, students with D/MH consistently experience diminished outcomes compared to their peers with and without diagnoses, including diminished graduation and completion rates, and fewer employment opportunities (Bureau of Labor Statistics, 2018; Mader & Butrymowicz, 2017; National Center for Education Statistics, 2019). The unique barriers and challenges students with D/MH experience in higher education (e.g., social isolation, executive functioning challenges) may contribute to these disparities. Specifically, a lack of research-based interventions to supporting students with D/MH contributes to these barriers (Francis et al., 2017).
While there is a growing body of work related to mental health support among high school and college students, there is limited research specifically focused on improving the mental health of students with D/MH (Al-Yagon, 2015; Poppen et al., 2016). Specific gaps in the literature relate to immediate and long-term outcomes of well-being interventions (e.g., mindfulness, exercise, peer social support) (Anastopoulos & King, 2015; Francis et al., 2018) as well as family support for students with D/MH (Al-Yagon, 2015). Additionally, existing research must be implemented by professionals with clinical licensures (e.g., clinical psychologists, social workers; Francis et al., 2019), making it inaccessible to high school and higher education professionals.
As a result, professionals working in high school and higher education settings report feeling unprepared to support students with D/MH in developing meaningful accommodations and coping strategies. This is problematic, as high school and higher education students with D/MH are expected to develop self-determination and advocacy skills, and begin to take responsibility for managing their own lives, including their disability and mental health-related needs (Francis et al., 2020).
For students with D/MH, unmet needs and growing expectations for independence require ongoing family support and guidance (Francis et al., 2020). As a result, while students with D/MH are expected to transition to the role of self-advocates, family caregivers are simultaneously expected to shift their role from advocates for their adolescents (e.g., making decisions for students) to advisors for their young adults (e.g., making decisions with students or guiding students to make decisions; Francis et al., 2017). However, this transition is stressful and challenging for family caregivers of students with D/MH (Francis et al., 2020; Schiltz et al., 2018). In particular, parents note that supporting the mental health of their adolescents and young adults with D/MH is challenging and that unaddressed mental health needs are exceedingly detrimental to the overall family quality of life (Francis et al., 2020). However, professional guidance and support, including the guidance of education professionals, can ease family stress (Francis et al., 2017).
As adolescents transition into young adulthood and families transition from advocates to advisors for their young adults, the education professionals who work with these students become increasingly important in providing support and resources such as referrals to school-based services, facilitating social supports, and helping students secure accommodations (Grogan, 2015). However, adolescents and young adults with disabilities have described the failure of high schools and universities to provide adequate mental health support for individuals with disabilities (Francis et al., 2019).
For that reason, examining the perceptions of high school and higher education professionals working with high school and college students with D/MH provides potential to better understand existing mental health barriers, resources, and supports for students with D/MH, thus identifying viable solutions and implications for practice. Therefore, the purpose of this study was to examine high school and higher education professionals’ perceptions of (a) factors exacerbating mental health among students with D/MH and (b) barriers experienced in supporting students with D/MH.
Method
Two white, English-speaking female special education faculty members served as principal investigators for this study. The investigators took different approaches to recruit participants, including convenience sampling, purposeful selection, and snowball sampling. All interested participants were offered the option to engage in a private interview or a focus group with other high school or higher education participants, respectively, to increase participant level of comfort sharing information (Cresswell, 2009).
High School Recruitment
High school recruitment involved convenience sampling and purposive selection, as the investigators sent recruitment emails to high school teachers and administrators with whom they had previous discussions regarding the importance of adolescent mental health. The recruitment email included the purpose of the study, contact information for the primary investigators, and a link to a confidential Doodle poll that the investigators used to schedule interviews or focus groups (depending on participant preference indicated on the poll). The investigators also used snowball sampling by encouraging high school participants to distribute the recruitment email to other high school professionals with experience working with adolescents with D/MH. However, no additional high school professionals completed the Doodle poll.
Higher Education Recruitment
The principal investigators recruited higher education professionals via convenience sampling by selecting one public university and one community college located in the mid-Atlantic region of the U.S. based on existing relationships with the directors of Disability Support Offices (DSO) at these institutions. These DSO “gatekeepers” engaged in previous research activities with the principal investigators related to college students with D/MH (i.e., distributing research information to student listservs). As a result, they were familiar with the needs of young adults with D/MH and had access to other higher education professionals who may be willing to participate. .
For this study, the university DSO director identified four departments that had the largest number of students registered with the DSO (i.e., departments of computer science, nursing, social work, and psychology). The investigators used this information to email university department chairs, asking them to distribute a recruitment email to department faculty. Similar to high school recruitment, the email included the purpose of the study, contact information for the primary investigators, and a link to a confidential Doodle poll that the investigators used to schedule interviews or focus groups. Two department chairs agreed to distribute the email via department listservs. The investigators sent a reminder email, but did not receive a response from the remaining department chairs. Finally, the university DSO director agreed to distribute a recruitment email to other DSO staff members. The community college DSO director was unable to provide information on the highest distribution of students registered with the college DSO across academic programs. However, the director agreed to distribute the recruitment email to other DSO and university life staff.
Participants
A total of 13 individuals participated in this study. Seven higher education participants completed the Doodle poll, (n= 3 community college staff and n= 4 university staff), indicating their desire to participate in a focus group. Of the 15 high school professionals the investigators contacted, seven completed the Doodle poll to participate (one email was undeliverable). However, one individual later excused herself from the study due to extensive administrative responsibilities, leaving six remaining high school professionals.
High school participants primarily served as special education teachers, with the exception of two administrators. The length of time participants reported working in their current positions ranged from one to 12 years. All participants reported their gender as female, their first language as English, and their race/ethnicity as White/Caucasian.
All higher education participants served administrative roles at their institutions. Such roles included director of service offices, disability service counselors, and directors of disability-specific programming. The length of time participants reported working in the current position ranged from two to 10 years. Six of the seven participants reported their gender as female, three reported their race/ethnicity as White/Caucasian, one reported Hispanic or Latinx, one reported Black/African American, and one reported Multiple Races or Ethnicities. One participant reported their first language as Spanish, while the rest reported English.
We held three focus groups, one focus group consisting of four high school professionals from four high schools near the university, one focus group consisting of four participants from the university, and one focus group consisting of three participants from a nearby community college. We also held two interviews with high school teachers from two different schools (one preferred to meet one-on-one and one was unable to make the focus group).
Data Collection
The data collection and analysis team consisted of the two principal investigators and a white, English-speaking female doctoral student with a social work background studying education policy. Seeking to understand the lived experiences of professionals working with students with D/MH, the team used a basic interpretive approach (Patton, 2002) to conduct and analyze interview and focus group data. Focus groups were conducted in-person to build rapport and grasp non-verbal communication (Opdenakker, 2006). Individual interviews were conducted via phone at the preference of participants. Focus groups were conducted in a private room on the principal investigators’ university campus and phone interviews were conducted in a private office on the investigators’ university campus. Focus groups and interviews were recorded with participant consent. Interviews lasted an average of approximately one hour, while focus groups lasted an average of approximately two hours. The investigators provided refreshments during focus groups, but did not otherwise incentivize participation.
The principal investigators began focus groups and interviews by reviewing the purpose of the study, including risks and benefits, prior to seeking written consent. They utilized a semi-structured interview protocol, developed from previous research with students with D/MH (Francis et al., 2017; Francis et al., 2019). The protocol included questions related to (a) professional background, (e.g., “Tell us about your work setting and students you work with.”); (b) professional experiences supporting students with D/MH, (e.g., “Can you describe your experiences providing or observing support for students with disabilities and mental health disorders at school?”); (c) effective mental health strategies, (e.g. “Can you discuss successful strategies you have used with your students, or heard about others using?”); (d) barriers to providing mental health support, (“Have you experienced barriers to providing effective mental health supports to students with disabilities and mental health disorders?”); and (e) ideal mental health support, (“What would ideal mental health support look like for students with disabilities and mental health disorders?”).
Focus groups and interviews were facilitated by one principal investigator, while the remaining researchers took field notes about the discussion, including nonverbal cues, major themes that emerged, and participant questions. The research team concluded focus groups and interviews with member checks by utilizing field notes to review major ideas recorded by the co-facilitator. During this time, the facilitators invited participants to clarify or expand on any of the themes presented. In addition, the research team convened after each focus group and interview to discuss and researcher memos, including emerging themes.
Analysis
Focus group and interview recordings were professionally transcribed. Following transcription, the graduate research assistant cleaned the transcripts, reading line-by-line while listening to the original recordings. During this time, the assistant also de-identified and checked transcripts for accuracy and compared the transcripts to field notes and research memos. This process was designed to capture a general sense of the data and ensure the transcripts represented the context of participant information (Creswell, 2009).
The team engaged in basic thematic analysis (Merriam & Tisdell, 2016), beginning with open coding. During this stage of analysis, all team members independently read the same transcript and identified keywords and phrases, as well as descriptive categories. After individual analysis, the team reconvened to discuss instances when keywords, phrases, and categories converged or differed. This process facilitated the development of an initial codebook (Cresswell, 2009). To further develop and verify the initial codebook, the team read another transcript independently, using the codebook as a general guide. They again reconvened to discuss the relevance of subthemes under categories (e.g., if they were still relevant or could be collapsed), if new themes or subthemes emerged, or if the original themes required editing (e.g., phrasing, definitions). During this process, the team developed rich descriptions for each category and subtheme so that additional transcripts could be recoded using a finalized codebook. The team utilized NVivo qualitative software (QSR International, 2020) to recode transcripts using the final codebook. The team also continued to meet weekly to debrief on analysis procedures and findings until all data were analyzed. During this period, the team did not identify new themes or categories.
Trustworthiness
The team employed several strategies to ensure trustworthiness of data collection and analysis. First, during the interview process, the team used open-ended questions to encourage participants to discuss their experiences freely and openly. During data collection, the research team recorded conversations and used field notes to conduct member checks with participants. Immediately following data collection, the team discussed initial themes and wrote research memos to enhance an understanding of the data (Wolcott, 1990). Furthermore, during data analysis, the research team ensured accuracy of data by comparing written transcripts to interview recordings and comparing information to field notes and memos. Additionally, the research team engaged all three members in transcript analysis to promote a diverse view of emergent codes and themes and continued to meet weekly to review and discuss interpretations and potential biases (e.g., experiences with mental health, experiences with school professionals; Patton, 2002) until all data we recorded with the finalized codebook.
Findings
Participants described the growing prevalence of mental health needs among high school and college students with disabilities and identified factors that contributed to or exacerbated poor mental health. Generally, participants observed (a) student “anxiety, depression skyrocketing up,” (b) that “there are so many kids with 504s and things for anxiety,” and (c) an increase in suicide: “… over the past four years that I taught there I think we had like three kids commit suicide.” This manuscript reports themes that overlapped among high school and higher education participants, including (a) perceived barriers that exacerbate mental health needs among students with D/MH and (b) barriers experienced by professionals in supporting students with D/MH.
Student Mental Health Barriers
Participants speculated several reasons why students with D/MH experienced detrimental mental health needs and outcomes, including three notable barriers: (a) missed diagnoses and unmet needs, (b) academic and social pressure, and (c) transition out of high school.
Missed Diagnoses and Unmet Needs
Participants described high school and college students with D/MH experiencing “an extra hurdle” going through school with co-occurring diagnoses. At the foundation of this extra hurdle was students not receiving proper mental health diagnoses. Participants cited “parental concerns and stigma” related to mental health, leading to many students “not coming in properly diagnosed around mental health” in high school and college. Similarly, participants reported that other professionals (e.g., teachers, school psychologists, school clinicians) often failed to acknowledge that possibility of a dual diagnosis. Rather, these professionals focused on a single primary diagnosis such as autism or intellectual disability, dismissing that “there are some real physiological things going on:” “It can’t be autism and this other mental health thing [sarcasm]. It can only be one or the other [sarcasm]. That’s just not true!” As a result, participants indicated that professionals end up “addressing all of these other [disability] issues except the mental health component…there are so many students in our school that aren’t getting service in the way they need.”
Participants reported that students with more significant support needs (e.g., traumatic brain injury, cerebral palsy) were more likely to be “written off” and not receive mental health services without the presence of strong family advocacy: “From the school I hear it’s just the disability. But from the families, the louder ones…the ones…with a little higher SES and more time to devote to these thoughts and ideas, they are presenting it [mental health] as an idea. They’re seeking out counseling opportunities outside of school.” On the other hand, another participant noted that “some of these kids, especially if they’re high functioning, can kind of stumble through school… we’re just trying to get them through their day because they’re having a panic attack or whatever…” without formalized mental health support.
Academic and Social Pressure
Participants described how “so much [academic] pressure” from educators, families, and other students caused “kids to get so distressed over the pressure to succeed- in this [geographic] area especially.” Participants emphasized the affluent areas in which their students lived as a factor magnifying mental health needs due to the culture of achievement, and community pressure to succeed. One participant working in a high school discussed how public demonstrations of valuing achievement were particularly difficult for some students with D/MH:
At the graduation [ceremony] every year they do this thing where they have all the kids stand up that are a 4.0 GPA or higher. And that’s great, but how about the kids that are maybe not as high achievers, but made big strides?
Participants noted that students internalized this achievement culture and “family pressure,” feeling that they fall short when not achieving the standards established in and celebrations. Participants stated that in elementary school, students are “so much more engaged and seem happier,” but as they age and learn about their “shortcomings,” they “just kind of feel hopeless” and “give up after a while.” Participants reported that “they just feel like they’re never going to catch up and that’s just adding more stress.”
One participant working in a high school observed that additional stress also manifested when students with D/MH compared themselves to their “Gen[eral] ed[ucation] friends around them doing well or making honor roll.” They agreed that this increased stress presented as “a little bit of an attitude thing” toward teachers because students feel like “what’s the point?” Negative behaviors and stress also seemed to increase as students with D/MH came “close to graduation and probably think….what am I going to do next [after high school]?”
Mental health pressures for students with D/MH were also heightened by social pressures related to “struggles with sexual orientation and gender identity.” Participants reported that while some students are “more comfortable with [negotiating identities],” others “don’t know how to express it or think their parents aren’t going to accept them.” Pressures from these situations caused students to feel especially “anxious and avoid school a lot.” Participants noted that educators sometimes served as a safe space for students to discuss their identities when they felt uncomfortable speaking to their families who were “trying to like funnel [students] into being what they wanted [students] to be.” Beyond sexual orientation and gender identity, participants indicated that some students just wanted “to express themselves in different ways” through music, clothing, or appearance (e.g., hairstyle, clothing). However, as students with D/MH made postsecondary decisions, one high school participant noted that “sometimes it does help them to get away from home a little bit” to find a space where they can explore their identity with greater freedom.
Transition Out of High School
Participants recognized that high school students with D/MH who attend higher education continue to internalize academic, social, and “family pressure to go to college,” causing increased mental health issues such as anxiety and depression. Typical stress associated with transitioning to higher education (e.g., navigating campus resources, adapting to college-level coursework, student loans, selecting a college) were especially stressful for students with D/MH who were the first in their family to attend college. Such uncertainty resulted in additional mental health barriers for many of these students as they “navigate these waters all by themselves and pay for stuff by themselves.” In these situations, participants noted that “sadly, the student usually ends up failing out [of higher education] because they just can’t keep up with the curriculum” and stress of school.
However, higher education participants indicated that DSO staff tried to support students through accommodations such as “priority registration…which is great because students who are taking certain medications for mental health may say…I can’t take a class before 11:00.” That said, participants described the importance of students having the ability to “talk about their disability, how it impacts them, [and] what helps” to ask for and receive appropriate accommodations in school (especially in higher education settings). Unfortunately, higher education participants noted that some students with D/MH did not “know why they received a certain accommodation in high school” or “expected to get the same accommodations [from high school] and they look a little different [in higher education].” Moreover, participants working with students in higher education indicated that students were frequently “surprised” that they had a dual diagnosis (“Oh I see you’re diagnosed with anxiety and depression. ‘No. I’m here for a learning disability.’”). When this occurred, higher education participants had to “do that whole grieving cycle that people go through when they are grieving.”
Barriers Experienced by Professionals
Participants identified barriers they experienced when attempting to provide comprehensive support to students with D/MH. These barriers included: (a) professional tension, (b) limited training and professional development, and (c) structural barriers in schools.
Professional Tension
One participant simply stated, “I’m not prepared. No one else is prepared either” – a sentiment shared by all participants (e.g., “We need more [college] courses in….mental health or counseling…because you’re dealing with that stuff all the time.”). While participants felt woefully underprepared to support the mental health needs of students with dual diagnoses, they reported that school-based clinicians such as school counselors and social workers with training in mental health were rarely prepared to support students with D/MH due to the nature of their disabilities. Participants described a “huge disconnect” between mental health and disability services and the problematic nature of “arbitrarily assigning [school clinicians] to students,” given the need for them to know how to support co-occurring diagnoses. Further, participants became “frustrated” by varying levels of “buy-in” to support students with D/MH from school and clinical staff, as well as inconsistent responses to the mental health needs of students with D/MH.
This lack of preparation created tension among participants and school clinicians. Participants indicated that they “wouldn’t talk” to school clinicians because counselors and social workers “just deferred” students with dual diagnoses back to participants – particularly for students with significant support needs. As a result, participants referring students out for mental health support created a cycle that ultimately delayed or resulted in students never receiving needed mental health support. Further, high school participants reported insecurity approaching clinical staff with mental health concerns for students with disabilities: “I would never say I think [student with a disability] has depression or is depressed…I would never say that in my building to the clinical team, because I have no right. I’m not trained…yeah, I don’t think I’d be heard.”
This tension participants felt between themselves and school clinicians led to deep concerns about their ability to provide adequate support for students with D/MH. For example, one participant noted that “kids with emotional disabilities get more support, whereas the kids that have intellectual disabilities or autism [receive fewer mental health supports]” from clinical staff in school.
Limited Training and Professional Development
Participants desired professional development on how to identify and support students with D/MH: “You don’t have training…there’s no curriculum for you…you’re just kind of put in that position and trying to do the best you can do.”). Participants described how previous college courses and professional training provided perfunctory information on how to react when students exhibit detrimental behaviors (e.g., removing the student from the classroom, counselor referrals). However, such training did not provide participants knowledge or instruction on how to proactively identify mental health needs or prevent student mental health crises: “We kind of wait until a kid is in crisis before we step in.” Further, one high school participant noted:
It’s more reactive than proactive because something has to happen before there’s like a significant plan in place or when the team convenes- like last year one of the students threatened another student. And we would do a threat assessment and then come up with a support plan. But there was really no proactive strategies being taught to the teachers of what to do. So it’s definitely…it’s more reactive.
Further, while professional development trainings in which they did participate addressed mental health disparities among students of “different races, different SES,” trainings never discussed students with disabilities (i.e., D/MH).
Professionals also described monotonous professional development: “It’s got to be more than a PowerPoint.” Professionals indicated that professional development about students with D/MH needed to include information on mental health strategies “and then how we can integrate it [into existing responsibilities]” to reduce feeling like the strategies are “one more thing” to integrate into their work.
Structural Barriers in Schools
Participants described structural barriers (e.g., school policies and processes) that hindered their ability to support students with D/MH. For example, high school participants expressed that current policies and practices to address ongoing behaviors they believe likely stemmed from mental health issues such as in-school suspension were ineffective “because if they’re removed from the situation, not only does it isolate them from the other students, but it….trains them to think I don’t have to deal with everyday life.” However, high school professionals also noted a bond between in-school suspension staff and students with D/MH. “…[in-school suspension] teachers end up forming the strongest bonds with the most difficult students. Those are the strongest relationships you’ll see in the building.” These participants discussed that the in-school suspension space was intended to be a restorative setting rather than therapeutic, however, this is commonly the only space students with D/MH have that is a “safe place,” describing a gap in more effective service provision.
Similarly, one higher education participant noted that counselors were available for students but the “campus didn’t have mental health services.” These counselors assisted with academic planning, however, the mental health counseling provided was “just because they have the skills and care [about the student]…we referred out for all our [mental health] services.” High school participants also reported that they had counselors and social workers on staff to “handle the immediate threat” but that “not really doing therapy.”
Participants also noted a lack of systematic ways to facilitate collaboration across departments and disciplines (e.g., general and special education, DSO and residential staff) to provide the most effective support possible for students with D/MH. Unfortunately, participants also discussed multiple barriers preventing them from achieving such partnerships (e.g., lack of established time to collaborate, a lack of trusting relationships, misinformation about disability and mental health diagnoses).
Further, a lack of qualified school-based clinicians also emerged as a structural barrier among participants. As one high school participant noted:
We have one social worker, one clinical psychologist who’s with us for four days and then two full time school counselors. So the school counselors divide up the grade levels and the social worker and the psychologist work with all grades…But a lot of these situations – like I’m orchestrating everything. So it’s a lot on me as the administrator.
Along these lines and as previously discussed in a different context, other professionals stated that they were sometimes “hesitant” to discuss student mental health issues because existing referral services and procedures were disjointed and slow, due to a lack of planning time and resources (e.g., staff).
Participants highlighted an additional structural barrier related to academics. Specifically, a lack of “policies and practices” to ensure that students with D/MH received appropriate accommodations and modifications based on their disability and/or mental health disorder. For example, several high school participants needed mental health interventions that included accommodations and modifications for students with more significant support needs:
What if my guy [is] not talking? What if my guy is using a talker or just communicating mental health problems in a different way? How are we reporting that? How do I fill that out in a quick, easy form because we have a lot of the same programs that they roll out for the whole school, but what they roll out for the whole school in all classes is not really the same in a self-contained classroom… I don’t know how to reach out for help if I don’t have clear guidelines…
Further, higher education participants indicated that although many faculty were “willing to be lenient” in providing students needed accommodations, staff must first obtain permission from students to share information with faculty and many students with D/MH preferred not to disclose their disability, or, as mentioned, were unaware that they had dual diagnoses. While understanding and respecting this federal policy, many participants suggested that there should be additional systems or processes to address student needs in such scenarios.
Discussion
The purpose of this study was to examine high school and higher education professionals’ perceptions of factors exacerbating mental health needs among students with D/MH, and barriers professionals experience in supporting these students. Participants identified (a) missed diagnosis and unmet needs, (b) academic and social pressure, and (c) transition beyond high school as factors exacerbating mental health needs among high school and college students with D/MH. They identified (a) professional tension, (b) limited training and professional development, and (c) structural barriers in schools as barriers they experienced while attempting to support students with D/MH. Several of these findings reinforce existing literature.
Our findings indicate that existing policies and procedures reactively address students’ behavioral and mental health needs (e.g., in-school suspension, referring students to community mental health services), which has been shown to be less effective in shaping student behavior than preventive or proactive approaches (e.g., professional development to address student needs, reducing mental health sigma; Gonsoulin et al., 2012). Participants shared that high school students with D/MH frequently developed “bonds” with staff with whom they interacted during punishment, such as in-school suspension. Interestingly, seeking “bonds” was also seen in higher education, as professionals shared experiences of students with D/MH seeking emotional support from educators to discuss topics such as gender identity. These findings are consistent with literature sharing benefits of mentorship for students, including improved well-being, executive functioning and use of campus services and resources (Anastopoulos, & King, 2015; Francis et al., 2020). Unfortunately, participants noted a lack of formal avenues for mentorship and creating “bonds” for students with D/MH across high school and college.
Further, findings identified structural barriers such as lack of systems and procedures for professionals to support students with D/MH (e.g., school policies and processes), as well as too few knowledgeable disability and clinical professionals to provide adequate services. These findings reinforce literature documenting the perspectives of students with D/MH in which they identified a lack of school-based services equipped to address both their disability and mental health diagnosis (Francis et al., 2019; Jackson et al., 2017). Further, this is consistent with barriers, such as lack of clinician knowledge or expertise in disabilities such as autism, in which therapists are unable or unwilling to tailor approaches to support individuals with disabilities (Adams & Young, 2020). Whereas previous literature provides perspectives of students or parents (Adams & Young, 2020; Francis et al., 2019; Jackson et al., 2017), the findings of this study are unique as participants (i.e., high school and higher education professionals) identified lack of disability and mental health integration among themselves and colleagues (i.e., clinical professionals) serving students with D/MH. This perspective provides another vantage point toward a more holistic view of supporting students with D/MH.
Information about student-centered approaches was largely absent from participant discussions, which is somewhat incongruent with the intent and provisions of IDEA (2004) and Section 504 (1973). This may lead one to question the degree to which mental health is considered and/or prioritized in IEP or Section 504 plans across high schools and higher education. In addition, study findings also highlighted a lack of comprehensive cross-disciplinary preparation and collaboration to support students with D/MH. To this extent, Figure 1 illustrates (a) the gap in services that exists between participants (i.e., high school and college professionals) and clinical professionals and (b) the problematic cycle of referrals participants described between professionals with expertise in disability and professionals with expertise in mental health. These findings highlight a need for formalized multidisciplinary training and development for both groups of professionals so that they can bridge the gap and provide comprehensive support to students with D/MH.
Participants also shared their desire for professional development that addresses disabilities, mental health needs, and dual diagnoses, indicating that they did not feel prepared to support students with D/MH and lacked collaborative relationships with other professionals. Unfortunately, this finding is consistent with literature documenting the professional need for mental health training (Poppen et al., 2016).
Figure 1. Gap in Services and Referral Cycle Between High School and College Disability Professionals and Clinical Mental Health Professionals
Professionals described how undiagnosed mental health needs prevented high school and college students with D/MH from receiving appropriate support and accommodations, especially in the absence of family advocacy. These findings are consistent with literature documenting the difficulty of individuals with disabilities acquiring appropriate mental health diagnoses and the importance of familial support (Francis et al., 2020; Wark, 2012). Further, the impact of pressure to excel in school on student mental health is well-documented (Clayson, 2015; Hubbard et al., 2018). The same is true of enhanced stress, anxiety, and depression among students with disabilities as they transition out of high school (Poppen et al., 2016). Existing literature documents the mismatch between traditional mental health intervention approaches and the specific needs of individuals with D/MH, thus exacerbating unmet needs among these students (Francis et al., 2020; Milligan et al., 2015).
Our findings contribute to the existing body of research in several ways. First, this study adds to a limited body of research focused on high school and college students with D/MH (Francis et al., 2019). The perspectives and experiences of professionals working with students with D/MH are a vantage point that provides a rarely seen, comprehensive view of factors and barriers that contribute to negative outcomes among these students in high school and college.
Secondly, existing literature documents the impact that family and community pressure have on student mental health, but this study affirms that students with D/MH are also impacted (perhaps more so) by this pressure as they observe their “shortcomings” when they compare themselves to other students, “giv[ing] up after a while.” Additionally, given the importance of rights and services afforded to students with D/MH under IDEA (2004) and Section 504 of the Rehabilitation Act (1973), it was surprising that participants did not discuss IEP or 504 accommodations, services, or goals for students with D/MH, as these plans guide student outcomes, provision of services, and collaboration across multiple stakeholders (e.g., educators, providers, school clinicians, families).
Limitations
Although the goal of qualitative research is not to generalize across populations (Bogdan & Biklen, 2007), this study had a relatively small sample size with 13 fairly homogeneous participants (e.g., gender, race). This diminishes the ability to ensure the findings of this study are consistent with a larger sample of professionals working with high school and higher education students with D/MH. Additionally, while several aspects of the findings were consistent across the two groups, focusing on one of these groups and specific subgroups (e.g., department faculty, residential staff, high school counselors) would establish more focused data that could potentially yield more specific recommendations in high school and/or higher education settings.
Implications for Practice
This study resulted in numerous implications for practice. First, the findings suggest that school systems should consider structural changes (e.g., monthly co-led meetings between clinicians and other professionals) that would provide tiered levels of mental health interventions and support to students with D/MH. Secondly, high school and postsecondary professionals would benefit from professional development opportunities that include engaging and thought-provoking activities (e.g., problem solving, application activities, journaling, team building). All school personnel should participate in order to enhance cross-disciplinary knowledge and collaboration, thereby alleviating the tension described by participants.
Cross-disciplinary preservice coursework that focuses on supporting students with D/MH would enable professionals across disciplines (e.g., social work, higher education, special education, education leadership, counseling) to enter the workforce prepared to collaborate and provide meaningful support to students with D/MH. K-12 school systems should also integrate disability and mental health training information into orientation programs for incoming educators and staff. These trainings could be developed and/or presented in collaboration with community organizations such as mental health providers and regional Parent Training and Information Centers to bridge gaps between school systems and community resources. This type of school-community collaboration has the added benefit of easing some of the stress associated with the transition from school to adulthood, as students begin to learn about and access community resources prior to graduation.
High school and postsecondary professionals should consider infusing the principles of Universal Design for Learning into their work, to ensure that students with varying levels of support needs can access materials and activities (Kennette & Wilson, 2019). Systematic use of practices that focus on multiple methods of representation, engagement, and expression would increase the level of support provided to students with D/MH.
Additionally, school systems should consider creating formal mentoring systems to facilitate more systematic and meaningful “bonds” between students with D/MH and school-based professionals in a positive, non-punitive approach. Schools may also consider developing peer-to-peer support groups for students, including those with D/MH, to offer a safe space to discuss issues such as gender, racial, and disability identities as well as other sensitive topics that adolescents and young adults commonly experience. These mentoring and peer support relationships could also provide support when students with D/MH encounter academic and social pressures
Finally, and most importantly, all intervention and support efforts must be developed in collaboration with high school and higher education students with D/MH. Student voice and leadership must be incorporated into all planning efforts in order to respect and honor the voices and perspectives of the students themselves.
Future Research
Although research demonstrates the importance of mental health among high school and higher education students (Oswald et al., 2017), there are limited details about the importance of mental health among students with D/MH (Francis et al., 2019). As a result, future research on student mental health should include students with D/MH, as well as the research-based practices that may work best for this group of students. Further, given the limited sample size of this study, future research should include a larger and more diverse sample of professionals to provide a better understanding of the nuances and unique perspectives of participants across geographic location and personal identities. Additionally, there is a need to study high school and higher education professionals separately to uncover the differences in experiences, and student support systems across these settings. High school and higher education settings are structured and governed differently (e.g., Individuals with Disabilities Education Act, Rehabilitation Act, Family Education Rights and Privacy Act), therefore future research focusing on the differing environments, policies and practices would allow for greater precision in practice and policy implications.
Professionals noted the pressure of students with D/MH to attend college and the particular stressors experienced by first generation higher education (e.g., navigating higher education systems, financial costs, decision-making). Given that first-generation students acquire greater student loans than their non first-generation peers (Furquim et al., 2017), future research should explore the financial burdens of higher education costs for students with D/MH and how this may apply additional pressure for students to succeed. Additionally, given the important role of family in students decision-making (Heifetz & Dyson, 2017), future research could explore family influence on college decision-making among students with D/MH and the influence of the decision-making process on student mental health.
Further research on the complex needs of high school and postsecondary students with D/MH and the specialized skills needed by professionals working with these students are needed. Research including case studies, cross case comparisons, and intervention studies would provide a deeper understanding of the needs of and most effective supports for high school and postsecondary students with D/MH. Further, integrating the findings of studies exploring the perceptions of students, family, and professionals will provide a more comprehensive look at high school and college students with D/MH and show where parent and professional perceptions converge and diverge from the perspective of these students. Finally, future research should consider conducting an appreciative inquiry (Cooperrider & Whitney, 2005) at high schools and higher education that effectively address mental health needs among students with D/MH to learn about effective practices and to inform policies and solutions to barriers among professionals serving students with D/MH.
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About the Authors
Megan Fujita, Ph.D., MSWreceived her doctorate in education policy from George Mason University and her Master’s in Social Work from the University of Michigan. Her professional interests include postsecondary decision-making and supports among college students with disabilities. She has several years’ experience as a higher education administrator and social worker, and currently holds a faculty affiliate appointment at George Mason University’s College of Education and Human Development.
Grace L. Francis, Ph.D. is an associate professor of special education at George Mason University. Her research interests include family-professional partnership policies and practices that result in a high quality of life for individuals with significant support needs and their families and transition to adulthood.
Jodi Duke, Ed.D. is an Associate Professor of Special Education in the College of Education and Human Development in the School of Education at George Mason University and serves as the Academic Program Coordinator for the Autism Spectrum Disorders Graduate Program. In these roles she teaches graduate level courses in Special Education and Autism, mentors doctoral students and coordinates the online Autism Spectrum Disorders graduate program. Her research interests include transition, supports and services for college students with Autism Spectrum Disorder including mental health supports.
Handout for Parents: 11 Questions to Ask About Your Child’s Resource Room Placement
This article from Friendship Circle offers parents of children with disabilities a guiding list of 11 questions to ask if the school is proposing that their child receive part of his or her special education in a resource room, rather than completely within the general education classroom. As the article begins:
“It sounds good on paper: Your child with special learning needs in a mainstream classroom will get specialized help a few days a week from a special education teacher to reinforce concepts learned and help him or her keep up with the classwork. Maybe you’ve been a little concerned about how your child will make a leap from self-contained to inclusion, and this seems like the best of both worlds. Maybe a place to struggle with hard concepts without mainstream peers looking on sounds like a good idea.
And maybe it will be. Different things work for different kids, and effectiveness varies wildly depending on your district and your school and the seriousness with which personnel approach making things like resource rooms work. Still, don’t take for granted that the resource room your child will experience is like the one you imagine in your head. Ask the 11 questions about how exactly this thing is going to work, and if you don’t like the answers, press for changes or alternatives.”
Then come the 11 questions that parents might ask to clarify what will be involved in such a resource room placement. Access the article at:
Handout for Parents: Taking the Alternate Assessment Does Not Mean Education in a Separate Setting
This 4-page Parent Brief comes from the TIES Center, is authored by Ricki Sabia and Martha Thurlow, and focuses on alternate assessments for students with the most significant cognitive disabilities. As the brief explains, alternate assessments are designed by states based on the state content standards for students in a particular grade, but have different performance expectations for students with significant cognitive disabilities. The brief discusses what qualifies as a “significant cognitive disability” and describes the IEP team’s role in deciding whether or not a student will take the state’s alternate assessment instead of the regular assessment given to all students in that grade.
As the brief’s title indicates, the fact that a student will be taking the alternative assessment does not mean that he or she would necessarily then be educated in a separate, non-inclusive setting. The decision about which assessment a student takes is separate from the decision about where a student is educated. The brief reviews IDEA’s least restrictive environment (LRE) provisions and other legal provisions that support inclusion in the regular classroom. It offers suggestions for including students with the most significant cognitive disabilities in general education classrooms, and provides guidance to parents on what to say and stress in the IEP meeting. The brief closes with “Next Steps for Parents” and a short list of additional resources.
Download the TIES Parent Brief, available at:
https://files.tiescenter.org/files/Mdg9JhH6n-/ties-brief-2.pdf
Latest Employment Opportunities Posted on NASET
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* [2022-2023] High School Learning Specialist – Reporting to the Academic Dean, the High School Learning Specialist will be responsible for building meaningful relationships with students, implementing a Common Core-aligned curriculum, and working with their grade team to analyze data to drive instruction. This is an exciting opportunity for an educator who is passionate about improving student outcomes by leading excellent instruction and building a positive school culture. To learn more- Click here
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* Physical Education Teacher (Sign on Bonus) – The Physical Education Teacher works closely with all members of the dedicated, inter-disciplinary therapeutic team supporting the students and classroom. This teacher also collaborates with parents and guardians to ensure the greatest wrap around services, school -to-home communications, and understanding of the student. Collaboration with our partnering school districts is also essential. To learn more- Click here
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* Educational Specialist – Environmental Charter Schools is seeking a talented and dynamic Educational Specialist with a Moderate/Severe credential who is passionate about ensuring educational equity for students with exceptionalities. This position provides the opportunity to partner with special education and general education teachers across three campuses in order to prepare low-income students of color with exceptionalities for college success. To learn more- Click here
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Acknowledgements
Portions of this or previous month’s NASET’s Special Educator e-Journal were excerpted from:
- Center for Parent Information and Resources
- Committee on Education and the Workforce
- FirstGov.gov-The Official U.S. Government Web Portal
- Journal of the American Academy of Special Education Professionals (JAASEP)
- National Collaborative on Workforce and Disability for Youth
- National Institute of Health
- National Organization on Disability
- Substance Abuse and Mental Health Services Administration
- U.S. Department of Education
- U.S. Department of Education-The Achiever
- U.S. Department of Education-The Education Innovator
- U.S. Department of Health and Human Services
- U.S. Department of Labor
- U.S. Food and Drug Administration
- U.S. Office of Special Education
The National Association of Special Education Teachers (NASET) thanks all of the above for the information provided for this or prior editions of the Special Educator e-Journal